Regulating Municipalities by Prosecution: SEC Enforcement Since Dodd-Frank

June 29, 2018

John Eckstein spoke to a group of municipal lawyers on June 7th on the topic of "Regulating Municipalities by Prosecution: SEC Enforcement Since Dodd-Frank".  The slides and discussion are available for CLE credit through the CLE in Colorado non-profit.  The discussion focuses on securities law regulation and enforcement by the Securities and Exchange Commission in the municipal securities area and is relevant to attorneys, investors, municipal and state officials, among others.  Mr. Eckstein has provided his outline below.

PDF FileRegulating Municipalities by Prosecution: SEC Enforcement Since Dodd-Frank